Leeds Enforcement Plan for planning

1. Purpose of the plan

1.1 This document aims to help you get the best out of the development management enforcement service. It sets out the main principles and procedures the council will adopt to regulate and monitor development and how it will communicate with service users, prioritise cases (coming into the service) and the range of options and actions available to us to remedy any given situation.

1.2 The purpose of the planning Enforcement Plan is to assist the residents of Leeds and to ensure that appropriate development is undertaken which helps preserve the environment and maintains confidence in the planning system. 

The enforcement service investigates breaches of planning control and seeks to deal with them in a positive way, that maintains the environment and special character and amenity of areas. 

In order to give the best possible service, it is vital that we give clear guidance on what we can do and how we balance demands on our services against the resources available to us.

2.0 Introduction

2.1 Leeds is a vibrant city with a strong economy that aims to protect and enhance its environment. The city and district is a rich and varied place with a distinctive settlement hierarchy. The main urban area covers nearly a third of the district and includes the city centre, inner city and outer suburbs. The rural parts of Leeds have a variety of individual characters and identities and include larger settlements such as Wetherby and Otley as well as several smaller towns and villages. 

The heritage of the historic buildings and public spaces across the Leeds district linked with its noticeable green environment helps give the city its unique character.

2.2 Planning laws, Guidance and National and Local Policies are designed to control the development and use of land and buildings in the public’s interest. They are not meant to protect the private interests of one person against the activities of another. 

The relevant background legislation to these powers is contained primarily within the Town and Country Planning Act 1990 (as amended) the Planning (Listed Buildings and Conservation Area) Act 1990 (as amended). This legislation is supported by Government advice, which includes the National Planning Policy Framework (NPPF) and the National Planning Practice Guidance (NPPG).

2.3 It is important to note that the local planning authority will not always take action when there is a breach of planning control. Government advice requires us to consider the expediency of doing so and the harm being caused by the breach. The advice is clear that action should not be taken solely to regularise a matter that is acceptable and would gain planning permission (see paragraph 4.4).

2.4 Should you be unhappy with our performance, we hope that council officers can rectify any problems or explain why we cannot meet your expectations.

3.0 Enforcement

3.1 Development is sometimes carried out without planning permission or does not properly follow the detailed plans which have been approved by the council. Cases such as these can cause serious harm to the way in which people live and their local amenity. Residents and businesses have a right to expect that harmful activities are dealt with effectively.

3.2 Certain types of building works or changes of use however are defined as ‘permitted development’, meaning that an application for planning permission is not required. 

Whether or not planning permission is required depends on several factors and these are detailed in the Town and Country Planning (General Permitted Development) (England) Order 2015 (As Amended). Help in understanding ‘permitted development’ can be found in booklets published by the Department for Communities & Local Government and on the Planning Portal.

3.3 Planning enforcement can only be considered where the building work or material change of use being undertaken requires planning permission. An initial investigation by the enforcement officer will seek to determine this. 

There are a number of other situations that can be considered for planning enforcement which includes:

  • unauthorised display of advertisements
  • unauthorised works to protected trees
  • unauthorised work to buildings listed as being of special architectural or historic interest
  • works that are contrary to condition(s) imposed on a planning permission
  • unauthorised demolition of certain buildings within a Conservation Area
  • unauthorised storage of certain quantities of hazardous materials
  • land that is in such a poor state that it adversely affects the amenity of the area

3.4 The term used to describe such cases is, ‘breach of planning control’. There can be many reasons why a breach of control has occurred, ranging from a simple oversight or lack of knowledge, to a deliberate attempt to secure development that is unacceptable. These factors are all considered in deciding how to prioritise cases coming into the service.

4.0 Expediency

4.1 The National Planning Policy Framework stipulates that, "effective enforcement is important as a means of maintaining public confidence in the planning system. Enforcement action is discretionary and local planning authorities should act proportionately in responding to suspected breaches of planning control." 

It is important that the public have confidence in the planning system. The enforcement service investigates possible breaches of planning control and seeks to deal with them in a positive way either through negotiation or direct action.

4.2 Planning laws are designed to control the development and use of land and buildings in the public interest. They are not meant to protect the private interests of one person against the activities of another.

4.3 Carrying out work or changing the use of land or buildings without planning permission is not a criminal offence. 

In most cases the council will give the owner an opportunity to apply for retrospective planning permission. However, where serious harm is being caused, the council will take firm action quickly.

4.4 The council must operate its enforcement activities within government guidelines and in accordance with council policy. This means that:

  • the council must decide whether the breach of control unacceptably affects the quality of life or amenity of an area
  • action should not be taken just because development has started without planning permission
  • the council does not always have to take action but the particular circumstances of the case should always be considered
  • the council will not normally take formal action against a minor breach of control that causes no real harm simply to ensure the submission of the necessary applications
However: Enforcement action will be taken quickly when it is necessary.

5.0 Harm

5.1 Harm resulting from a breach of planning control could concern amenity or highway safety issues and include noise nuisance, loss of daylight or privacy, or danger from increased traffic flows. 

Harm to the visual amenity of an area could occur for example through unauthorised work to a listed building, demolition within a Conservation Area or work to a protected tree, as well as on going building works and operations.

5.2 Once the alleged breach has been investigated and it has been established that harm is being caused, action may then be taken.

5.3 In dealing with planning enforcement matters and decisions to take action we will always have regard to:

  • objectives of the development plan comprising the Core Strategy and Site Allocations Plan by ensuring that unauthorised development does not undermine the purpose and credibility of its policies and proposals
  • planning permissions and consents by ensuring that developments are largely in accordance with approved plans, conditions and obligations
  • protection of listed buildings, conservation areas, protected trees and other scheduled sites in the built and natural environment
  • protection of residential amenity from undue disturbance resulting from commercial activities and from inappropriate domestic and commercial buildings, for example, noise, dust, overshadowing, loss of outlook

Harm would not, for example, include:

  • loss of value to a neighbouring property
  • competition to another business
  • loss of an individual’s view over or ability to trespass onto someone else’s land
  • boundary disputes or Party Wall issues
  • private civil issues relating to for example covenants or maintenance of private roads

5.4 It may be possible to address issues such as these by way of civil action although this is a matter for the individual to pursue and is not an area where the Council would be involved.

6.0 New requests for investigation

6.1 Leeds City Council is committed to investigate building work or other development that appears to have occurred without planning permission or breach of planning permission in line with this Enforcement Plan. 

Before making a report about a potential breach, please make checks to see if there is planning permission on the property, including the decision notice which will provide the conditions the permission has to observe. This can be done by using Public Access and searching by the address.

6.2 Anyone who believes that a breach of planning control has occurred can request an investigation. Except for urgent cases, all requests should be made preferably by email to planning.enforcement@leeds.gov.uk or alternatively in writing. 

Anyone who has difficulty writing down their concerns can contact the Corporate Contact Centre for assistance (see useful contacts). Please be prepared to identify yourself so that your request may be investigated and give as much detail as possible including the address and the nature of your concerns. It is often not possible to investigate anonymous requests due to lack of witnesses or evidence. Where a retrospective application for permission is made to regularise unauthorised development, publicity and consultation will be carried out, and people given the opportunity to comment before a decision is taken.

In urgent cases please contact the Development Enquiry Centre (phone 0113 222 4409) and give as much detail as possible of your concerns. If you also raise your concerns with a councillor, please advise them of any contact you may have had with the enforcement service and give them the name of the officer you have spoken to or who is dealing with your request where possible.

All initial reports of a potential breach are dealt with in confidence and details of the reporter will not be made known without their agreement. However, the substance of the report or request for investigation themselves is not confidential.

In some cases it may be necessary to rely on evidence from complainants in order to take action and you will need to consider whether you are willing to actively assist the council by collecting evidence and acting as a witness at an appeal or in court. The council’s enforcement service will explain what may be required of you in these cases.

6.3 Where the compliance request is relating to mining, waste and commercial energy developments please send your email to planning.minswasteenforcement@Leeds.gov.uk.

7.0 Expectations – What happens to your report?

7.1 Written requests will normally be acknowledged within 3 working days of receipt and each case will be individually assessed on its merits. You will be informed of the name of the Enforcement Officer who will be dealing with your request. The officer will then check the council’s records, inspect the site and interview witnesses if needed in order to establish whether a breach of planning control has occurred. 

You will receive an update once these initial checks have been undertaken which will advise how the case is likely to progress.

The government describes in its guidance circumstances when formal action might not be appropriate[1] the service will have regard to this guidance. If a breach has occurred the service will not normally take formal action where, in the view of Enforcement Officers:

  • there is a trivial or technical breach of control which causes no material harm or adverse impact on the amenity of the site or the surrounding area
  • development is acceptable on its planning merits and formal enforcement action would solely be to regularise the development
  • in their assessment, the local planning authority consider that an application is the appropriate way forward to regularise the situation, for example, where planning conditions may need to be imposed

7.2 Where the council decides not to take formal enforcement action or no breach of planning control has taken place, the reporter of the potential breach will be notified by email or in writing of the reason for the council’s decision. These matters would mainly relate to development that would be granted planning permission without conditions.

7.3 Where it is decided to take enforcement action in response to a breach of planning control, the council has a range of statutory powers available to it to seek information about, and to remedy the activities being undertaken and the persons involved. 

Wherever possible, except in the most serious circumstances we will seek to engage with landowners to address matters without the need for a formal notice. This is often more successful, economical and quicker than formal enforcement options. 

When this has failed, an on examination of the full facts and available admissible evidence the council can serve statutory notices setting out what actions are required to remedy the breach of planning control and when necessary take prosecution action, seek court injunctions and undertake works in default. 

The council will actively engage its legal team to review and inspect the weight of evidence it receives as part of the enforcement case. The legal team will review witness accounts, physical and other evidence as part of this role in ensuring evidential threshold are met to prove the breach as well as complying with its public sector statutory duties in relation to GDPR and Data Protection laws.

7.4 There are statutory time limits within which enforcement action must be taken or the breach becomes immune and the unauthorised development is then lawful. For example, enforcement action cannot be taken against building works or the change of use of a building to a single dwelling, including the subdivision of a house into self-contained flats, if the development took place more than 4 years ago. 

The time limit in respect of other changes of use or the failure to comply with planning condition is 10 years. There is no statutory time limitation on taking action against works to listed buildings.

7.5 If we have to put the enforcement case on hold for any reason we will explain the circumstances, and detail the amended timescales for any action to be taken.

7.6 Please be aware that if you do not agree with the enforcement decision there is no third party right of appeal and making a complaint through the city council's complaint procedure will not alter the outcome of the planning decision.

8.0 Priorities and timescales

8.1 Within the service there are 3 categories of report depending on the alleged breach of planning control.

  • Priority 1
  • Where there is a likelihood of irreparable harm occurring, the site will be visited within 1 working day of the report. This includes works to protected trees, listed buildings and demolitions within a conservation area as well as other works that are considered to be causing immediate and irreparable harm to the amenity of an area.

  • Priority 2
  • Where there is a significant nuisance or impact on amenity, we will aim to visit within 5 working days.

  • Priority 3
  • This relates to less urgent cases and we will aim to visit within 20 working days.

8.2 The table below identifies the order of enforcement priorities that will generally be applied to cases coming into the service:

1 A High
Unauthorised works (including alteration, partial demolition or demolition) to a Listed Building or a building within a Conservation Area
1 B HighUnauthorised works to trees that are protected, either by a Tree Preservation Order or by virtue of the tree being situated within a Conservation Area, or involving works to a hedgerow that is protected by law
1 C HighAny other unauthorised development which in the opinion of the local planning authority causes irreversible and serious demonstrable harm or presents an immediate and serious danger to the public
2 D MediumUnauthorised development/activities within the green belt, a Site of Special Scientific Interest, within a Conservation Area, within an Area of Article 4 Direction or within any other national or locally-designated site of nature conservation
2 E MediumAny unauthorised development/activity or breach of a planning condition which in the opinion of the local planning authority causes demonstrable, continuous harm to the locality, or the living conditions of local residents
2 F MediumUnauthorised advertisements which have a detrimental impact upon public/highway safety or visual amenity
2 G MediumUnauthorised development where the time limit for pursuing enforcement action might expire within 6 months (excluding categories above)
3 H LowTechnical breaches of planning control that marginally exceed permitted development rights
3 I LowMinor variations from approved plans that do not, in the opinion of the local planning authority, appear to cause demonstrable harm to the locality or the living conditions of local residents
3 J LowUnauthorised advertisements that in the opinion of the local planning authority, lie outside any of the categories listed above
3 K LowestMinor unauthorised development that would be likely, in the opinion of the local planning authority, to receive retrospective planning permission or would result in formal enforcement action not being instigated
3 L LowestReports that are made anonymously

8.3 These priorities can change should further information be received or the initial site visit raise further issues. In a number of cases it will sometimes be necessary to undertake further monitoring to build up a picture of the nature and scale of the problem. 

We will on occasion ask reporters of the potential breach to assist us in this process by keeping log sheets over a period of time.

9.0 What factors will we take into account?

9.1 Following an initial visit, we will assess what has taken place and if there is a planning breach decide the following:

  • What is the planning harm – how serious is it?
  • Would it be likely to be granted planning permission (with or without conditions)?
  • Is it a minor breach (technical) or more serious?
  • Can we resolve it simply by negotiation or modification?
  • Is action needed quickly because the development or activity is harmful and not acceptable?

9.2 The decided actions will need to be proportional to the breach and balanced with the available resource. Dealing with enforcement cases can be a lengthy and complex process. The different types of enforcement cases vary considerably in complexity as does the time taken for their resolution.

9.3 If the investigations indicate that a breach of control has occurred that justifies enforcement action an Enforcement Notice will be served. The Notice takes a minimum period of one month to come into effect during which time the person(s) served with the notice can appeal against it to the Secretary of State for Communities and Local Government via the Planning Inspectorate. 

An Enforcement Notice may be quashed or revised by the Planning Inspector appointed by the Secretary of State.

9.4 Where an appeal is lodged the council can take no further action until the appeal has been It is not unusual for the appeal process to take several months. If a person decides to appeal against an enforcement notice, this will add to the time taken to resolve the case. In consequence it is not possible to give a standard time for dealing with enforcement cases.

9.5 An Enforcement Notice specifies the time period needed for compliance. This period will take account of the steps required to comply with the notice and will set a practical and reasonable period for their completion. However, if someone does not comply with a notice in the stated time period they may be prosecuted with the possibility of being fined by the courts.

9.6 Where a breach of control is causing serious harm to public amenity in the neighbourhood of a site the council can seek immediate remedial action. This action may involve the serving of a Stop Notice when an Enforcement Notice has already been issued. 

Temporary Stop Notices may be served when an immediate cessation of the harmful activity is required, usually before an enforcement notice comes into effect. They can only last a maximum of 28 days and may only be served once.

9.7 It is helpful to contact the enforcement service whenever you have any new information that the council needs to consider in handling the case.

Notwithstanding the above we will provide you with an update when there has been significant progress on the case.

10.0 Monitoring and performance

10.1 We will undertake case reviews of all live cases at both 7 weeks and 13 weeks and continue to do so every 13 weeks until the matter has been concluded. 

We will aim to first time visit 80% of all new cases within the timescales stated. For 50% of cases where there is an actionable breach to reach a key milestone in case progression by 13 weeks. 

Monitoring against targets will be undertaken on a quarterly basis against the above performance standards. We will also measure our success rates at enforcement appeals and prosecutions across the service.

11.0 What if someone reports you?

11.1 If you are contacted about an alleged breach of planning control you are entitled to know what the allegation is (but not who made it) and have the opportunity to explain your side of the case. If you are not involved, no action will be taken against you. If you are involved, the enforcement service will advise you of the details of the breach and how it can be put right.

11.2 Your co-operation will be sought to correct the breach, either by removing or modifying the unauthorised development or by ceasing the unauthorised work. A reasonable period of time will be allowed for you to do this.

11.3 In some circumstances you may be invited to submit a retrospective planning application if it is considered that permission may be granted. 

11.4 If you are running a business which is threatened by enforcement action, you can identify possible alternative premises so as to minimise the possible impact on the business. You can also find alternative premises on the council's website here. This does not mean that the enforcement action will be delayed or stopped.

11.5 If you are issued with an Enforcement Notice you will be given the precise details of the breach, the reasons for the action, the steps required to overcome the problem and the time period for compliance.

11.6 You may be served with a ‘Planning Contravention Notice’ that requires information concerning the development carried out. This notice is used to establish the facts of what has occurred so that the council can determine whether a breach of control has taken place, and whether formal enforcement action is appropriate. The implications of not completing and returning the notice will be explained to you.

12.0 What to do if something goes wrong

12.1 If you feel that there is unreasonable delay, or an error in the way in which an enforcement investigation is being carried out, you should contact the enforcement service in the first instance. They will investigate the matter, review the circumstances and advise you within 10 days about what action will be taken. 

If a matter requires further investigation, you will be advised of this at the time. If you are still dissatisfied with the service, then you can make a formal complaint – details of the procedure for which will be sent to you.

Please remember that the complaints procedure does not apply to matters where there is a legal remedy or appeals process. You can, of course, contact your local councillor at any time.

12.2 If you remain dissatisfied with the outcome of any investigation, you may complain to the Ombudsman and information on how to do this will be given to you by the council. 

The Ombudsman will not normally deal with a complaint unless it has first been through the council’s own complaint procedures and deals only with aspects concerning the conduct of the investigation.

12.3 We always welcome constructive criticism and any ideas on how we can improve our services. Please contact us if you can suggest ways of improving the service.

Useful contacts

Planning Enforcement

Leeds City Council
Merrion House
110 Merrion Centre
Leeds
LS2 8BB

Planning.enforcement@leeds.gov.uk

Minerals, Waste and Energy Compliance

Leeds City Council
Merrion House
110 Merrion Centre
Leeds
LS2 8BB

planning.minswasteenforcement@Leeds.gov.uk

Appendix 1 - Planning enforcement process flow chart
flowchart showing visual representation of the information provided in the enforcement plan
Appendix 2 - Planning enforcement formal action flow chart
flowchart showing visual representation of the information provided in the enforcement plan

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